إرفاق
الوصف الوظيفي
· Develop, implement, and update the annual Compliance Monitoring Plan based on local regulations and company risk assessments.
· Monitor changes in laws and regulations issued by the Capital Market Authority (CMA), Dubai Financial Market (DFM), and other applicable UAE authorities; evaluate operational impact and lead necessary framework updates.
· Formulate, review, and maintain corporate compliance policies, including the Code of Conduct, Anti-Money Laundering (AML/CFT), Whistleblowing, and Conflicts of Interest policies.
· Maintain and monitor the company’s Insider List, enforcing blackout periods and managing clearance processes for board members and executives trading in company securities.
· Review and monitor Related Party Transactions (RPTs) to ensure proper board/shareholder approvals, transparency, and compliance with statutory thresholds.
· Assist in preparing the annual Corporate Governance Report for submission to the CMA and DFM and publication to shareholders.
· Support the Audit, Risk, & Compliance Committee by providing independent compliance updates, track mitigation actions, and highlighting emerging regulatory risks.
· Conduct periodic compliance reviews and risk assessments across operational and financial departments to verify adherence to regulatory requirements and internal controls.
· Oversee customer and third-party due diligence (KYC/AML), sanctions screening, and high-risk transaction reviews.
· Investigate potential compliance breaches, regulatory non-compliance incidents, or whistleblowing reports, recommending clear remediation actions to senior leadership.
· Serve as the primary liaison for regulatory bodies (CMA, DFM, ... ) during routine filings, inspections, inquiries, and audits.
· Provide clear regulatory advice and compliance sign-offs on new business initiatives, commercial contracts, corporate restructurings, and marketing materials.
Design and execute annual compliance and ethics training programs for employees, management, and board members to foster a strong compliance culture.
المهارات
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· Regulatory Risk Assessment & Compliance Controls · Compliance Monitoring, Reviews & Inspections · Analytical & problem-solving skills · Team Leadership & Compliance Culture Development · Stakeholder Management & Regulatory Liaison · Compliance tools & data analysis · Attention to detail & Regulatory Accuracy · Corporate Governance, CMA Regulations & DFM Rules · Time Management & Regulatory Filing Prioritization · Board & Regulatory Reporting & Presentation · Uncompromising Integrity, Ethics & Confidentiality |
تفاصيل الوظيفة
المسمى الوظيفي
Manager- Compliance
مكان الوظيفة
الإمارات العربية المتحدة
المدينة
دبي
الدور الوظيفي
غيرذلك
الحالة الوظيفية
دوام كامل
نوع التوظيف
دوام كامل
المرشح المفضل
المستوى المهني
إدارة
جنسية المرشح
الإمارات العربية المتحدة
